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The group members identified, documented, and reviewed the following processes in order to provide background on active services, workflows, and participants across the institution (documentation available on Box, with authentication):

  1. Digitized Audio
  2. Course Reserves
  3. Dataverse/Research Data Sets
  4. Digitized Books
  5. Disk Images
  6. ETD Application (Legacy)
  7. ETD Application (New/Hyrax)
  8. The Keep (Ingest Summary for Multiple Workflows)
  9. OpenEmory
  10. Still Images (General)
  11. Still Images (Aeon Requests)
  12. Digitized Video

The set of process maps expanded on prior work conducted in 2016, and includes both Fedora-integrated as well as repository-related processes for which direct repository integration is not yet available. In reviewing the documented process maps, group members clarified both the current process details, and later, discussed gaps/ideas for future state process improvement.

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  • Harvest of metadata and content files from outside systems (e.g. OpenEmory and its relationship to Emory FIRST; ingest of Bags from an external server for the Keep)
  • Multiple methods of descriptive metadata creation for self-deposit and staff deposit are manifested in different metadata editing interfaces (also reflected in the Metadata Implementation Working Groups’ Systems of Record Analysis)
  • Process participant roles (now generalized as user profiles) were noted to perform similar actions but with different labels, and their activities occur in different sequences across the process maps
  • Activity sequences vary: common/core activities in various workflows occur in different order in the current state. Some workflows also incorporate status tracking for deposit prep activities in data sources outside of the repository
  • Certain units deposit objects in a batch and collection-centric context, while others coordinate the deposit of single objects submitted by content creators
  • Self-deposit processes contain unique review and mediation steps vs. staff deposit: the ETDs mediation process further contains distinct sub-processes for each of the participating schools
  • ETD deposits involve dependencies with graduation and academic program approval for publication/release
  • Approvals for “publishing”/visibility vary – sometimes self-deposited objects are immediately made visible, and sometimes they must undergo approval in order to be disseminated
  • Some deposit processes are tightly coupled with systems and data sources external to the Emory Libraries, such as Emory Shared Data, Emory Human Resources data, EmoryFIRST; research data is currently deposited into the Odum Institute-hosted Dataverse; some process maps include dissemination to third party platforms such as HathiTrust

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  • DLP implementation teams should coordinate with service owners to adapt existing pre-deposit activities and workflows as needed to work with future repository software: current state repository-related applications may provide more specialized and unit-customized SIP preparation functions than DLP/Hyrax will provide.
  • Service owners should also adjust workflows and practices as needed relative to the new Digital Preservation Policy. The Digital Preservation FRG’s  SIP Decision Document describes the elements required of a SIP:
    • Content deposited to Emory’s preservation repository must include the primary characteristics identified in Emory’s Digital Preservation Policy. Secondary characteristics may be deposited alongside the primary characteristics.
    • The Digital Preservation Policy further elaborates on these elements.
    • The Archival Information Package (AIP) specification also describes required and optional files and datastreams for inclusion in the preservation object.
    • Implementation teams should coordinate with service owners to investigate relationships between self-deposited content across self-deposit workflows (e.g. relationships between ETDs, OpenEmory, and research data created by Emory scholars)
    • Implementation teams should investigate Hyrax roadmap for batch-upload capability for importing from spreadsheets
    • Monitor impacts for current deposit activities relative to cloud hosting/storage (in scope for the Technology Implementation Working Group and Technical Design Phase)